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Southwick GOB April 2021

UFASI UniBank Fiscal Advisory Services, Inc. / Official Statements / Southwick GOB April 2021

July 6, 2021 In Official Statements

Southwick GOB April 2021

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UniBank Fiscal Advisory Services, Inc. (UFASI) is a municipal advisory firm registered with the SEC and the MSRB. UFASI is a wholly owned subsidiary of UniBank. UniBank has a Government Banking group which is separate and distinct from UFASI. Government bankers are not registered municipal advisors and do not provide direct or indirect advice to or on behalf of a municipal entity or obligated person with respect to municipal financial products or the issuance of municipal securities, including advice with respect to the structure, timing, term, and other similar matters concerning such financial products or issues. Additionally, government bankers do not undertake the solicitation of a municipal entity or obligated person on behalf of UFASI.

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